Manufacturers
Hanover Trust - Computer Risk Management Group, Technical Risk
Manager
As Computer Risk Officer I was responsible for identifying
potential losses associated with disaster exposures. When we realized that
we needed to have an alternate site to process critical workloads in the event
of a disaster, we formulated the NY Downtown Contingency Group with other
organizations in the NYC area (i.e., Merrill Lynch, Chemical Bank, Citibank,
etc.). The requirement to join this group was a 360 model 65 computer.
Merrill Lynch donated floor space and the group configured the first mainframe
dedicated to processing disaster recovery job streams. Unfortunately, this
group was doomed from the beginning, because growth within each organization
made it almost impossible to keep configurations and required equipment
available for all concerned. As a result of this knowledge, all of the
companies decided to create separate recovery facilities for themselves.
Performed Physical and Data Security studies and
developed Disaster Recovery requirements for our data processing facilities.
Defined the computer and peripheral device requirements needed to support
critical workload at remote Disaster Recovery Site. Identified all data
files needed to safeguard workloads. Established Tape Vaulting procedures
to protect data files.
Once all this information was accumulated, we realized that
our hardware leasing firm, Comdisco, had all of the equipment we needed sitting
idle at their Carlstadt, NJ location (a site we shared with Comdisco). We
then negotiated with Comdisco to use their equipment at the Carlstadt site in
the event of a disaster. This actually was the reason behind Comdisco's
getting into the Disaster Recovery business.
Chemical Bank
- Technical Contribution to D/R Planning
Performed Capacity and Performance Management services and
was responsible for Disaster Recovery configuration at recovery site.
Planned data file layouts, calculated data file sizing, and calculated resources
needed to support Disaster Recovery facilities. Was involved with
negotiating disaster recovery contract.
Computer Science Corporation audit of Midland
Bank in England
Tom Bronack was recruited to join this team
which was chartered to perform an audit of the Midland Bank environment throughout
England. Mr. Bronack's responsibilities included: MVS Operating
System, Communications, EDP Security and Disaster Recovery, Applications Testing,
and Quality Assurance. The project lasted 5 months and resulted in the
implementation of Arthur Anderson's Project One Project Management System,
improved EDP Security and Disaster Recovery, a state-of-the-art Disaster
Recovery Facility with redundant fencing and man-trap truck entrance facilities,
along with better job documentation
and turnover procedures. During this project, we reported to the Board of
Directors and had to provide monthly status presentations to them.
IBM Business
Recovery - Sales and implementation consulting
Performed Sales for IBM Business Recovery services and
brought Chase Bank, Citibank Retail Banking, and Salomon Brothers to IBM as
potential clients. Unfortunately, IBM was not flexible enough to close
contracts, but as a result of their loss, IBM asked DCAG to provide an analysis
of why they lost deals. This analysis resulted in IBM developing better
sales literature for Business Recovery, an increase in commission for IBM Sales
personnel who bring Disaster Recovery contracts to the table, and a better
procedure for responding to client Disaster Recovery requests.
Unfortunately, it was too late for me to make a commission on loss deals and I
moved on to other assignments.
NY Stock
Exchange and SIAC - Systems Programming, EDP Security and Disaster
Recovery Planning
Provided Systems Programming Services to SIAC and NYSE users.
Responsible for Disaster Recovery and EDP Security as well as normal Systems
Programming functions. Implemented first EDP Security program to protect
resources. Resolved many outstanding problems and performance flaws while in
this position.
RMJ Securities
- Risk Analysis and Disaster Recovery Planning
This project was initially concerned with performing a Risk
Assessment of the RMJ Securities trading environment and data processing support
structure, but it evolved into an "Electronic Trading" and "Disaster Recovery"
planning project. Manually trading was the norm for RMJ Securities and
they were concerned about optimizing performance, safeguarding information, and
recovering from encountered problems that may lead to a disaster. We
performed the initial Risk Assessment and located problem areas, that were
addressed in the Disaster Recovery Plans that were generated. Electronic
Trading recommendations were developed and presented to RMJ Securities
management for later implementation.
United Nations
- Embassy Library Management System and Business Recovery
This consulting project was responsible for two objectives.
The first was to create an online system that would allow the 160 remote
locations throughout the world that could access information contained within
the United Nations Library and its various online systems and databases.
Once created, these remote sites were connected to the United Nations mainframe
environment, thereby allowing them to access UN information directly instead of
having to request information and wait for its delivery via ground mail. After completing this project, we were asked to develop and
implement Disaster Recovery Plans for the sites (including such locations as the
Atomic Energy Commission, and many UN Office locations both locally and
throughout the world). Plan formats were created and distributed to
business locations, where they were completed and coordinated with central site
operations.
Docu/Text and Automated Disaster Recovery - Sales and Consulting
Provided a wide-range of sales and consulting services to the
general NYC area. Services included job analysis, verification,
documentation, and turnover. Integration of job documentation with online
viewing services to facilitate ease of use. Creation of Disaster Recovery
Plans and documentation, and the integration of all materials within company
support structures. I made numerous presentations to many companies on
Disaster Recovery and Automated Job Documentation, which led to consulting and
sales contracts.
European American
Bank - Communications Management Controller (CMC) and Disaster
Recovery Planning
Developed a Communications Management Controller (CMC) to
perform application load balancing and automated recovery. When a mainframe was
lost, its applications were automatically switched to a secondary mainframe for
continued processing. Since no data was lost (because back-end data bases
and files were connected to all mainframes and unaffected) the user connection
could be re-bound
(Physical Unit was customer's Terminal and Logical Unit was Application) and the
outage appeared transparent to the end-user. Single point of
failure problems related to the communications system were eliminated via
Netview (an IBM product). We were able to developed "canned" Netview
Recovery Routines that were activated when specific failures occurred. These
routines were activated to vary failing components off-line, vary secondary
units online, re-bind the communications session, and generate trouble reports
to dispatch technicians to correct problems. Through these procedures and
products, it was possible to catch problems as they occurred, take corrective
circumventions, and log failures automatically, all without severe interruptions
to business operations and mostly transparent to end-users.
American International Group (AIG) - Audit Department Disaster
Recovery Plan
Developed and implemented Disaster Recovery Plan for the EDP
Audit Department of AIG. Performed this service for three years in a row
by updating plan as needed. Trained Audit Department personnel on the
recovery plan operation, support, and maintenance procedures.
ADP Disaster
Recovery Plan (Brokerage in Roseland and Proxy in Deer Park, LI)
Provided Disaster Recovery Plan development for major ADP
locations as part of the consulting assignment that DCAG performed to merge the
ADP Proxy Services organization with Independent Elections Corporation of
America.
Chase Manhattan Bank
(2000 Marcus Avenue) Disaster Recovery Plan (multiple sites)
Developed procedures for validating and documenting job
streams in relationship with migrating data centers from 2000 Marcus avenue to
1985 Marcus Avenue. In the process of implementing this procedure,
Disaster Recovery and EDP Security procedures were developed and implemented as
well.
Citibank (Retail
Banking Division) Disaster Recovery Plan
Implemented Automated Job Turnover via Docu/Text and Endevor
and documented and trained staff on products. Also provided Electronic
Vaulting and Periodic Vaulting services by working with the Systems Programming
group to implement bulk data transfer and online system Log file transfer
procedures.
Lehman Brothers
in NJ - Audit, Standards & Procedures Manual, Disaster Recovery Plan
As part of a Standards and Procedures project, DCAG
implemented Job Standards, Help Desk, Network Control Center, Operations Control
Center, and Crisis Management procedures, along with Disaster Recovery and EDP
Security standards. Developed and implemented complete Standards and
Procedures Manual for Lehman MIS Department.
Alternate
Site Supplier Study to eliminate "Single Point of Failure"
conditions
This study was initially performed for 111 Eight Avenue and
was responsible for providing alternate communications suppliers to building
tenants. The goal of the project was to license a secondary communications
provider to deliver communications lines to an alternate entry point to the
building. Client communications was split between the two suppliers (without changing phone
numbers) to half their exposure to a communications outage. As a result of this
project, building tenants were provided with a higher degree of safety against communications failures related to the vendor or the physical
entry point of communications to the building. The clients did not have to
pay increased rates for communications services in order to achieve this goal. The
building management firm was able to profit from this project by serving as
billing agent for the phone company, receiving over $200,000 per year from the
arrangement. After performing this study for 111 Eight Avenue, we performed the same study
for other clients (including General Motors building at Fifth Avenue in NYC).
Automated
Disaster Recovery utilizing Docu/Text and Endevor
By incorporating the Docu/Text and Endevor products, it was
possible to automate the job turnover process on mainframe computers. This
process worked in multiple steps by first utilizing Job/Scan (a Docu/Text module) to
verify that jobs adhered to standards. If successful (condition code 0),
then the Endevor job step was used to move components from test to production.
Docu/Text was used to define the components included within the Disaster
Recovery job stream. The use of these products resulted in productivity
enhancements and a higher quality of recovery planning.
Security Pacific
Risk Asset Management
- division Creation for Security Pacific
Developed a separate division within the Security Pacific
organization to provide Disaster Recovery services to the general community.
This division was responsible for providing Disaster Recovery and EDP security
functions to the NY City Security Pacific locations and outside clients within
the general NYC area.
Zurich Depository Corporation
(ZDC) - Disaster Recovery Planning consulting and Vaulting Services
Sold Vaulting services to NYC area clients. Also
provides consulting services to Zurich clients.
Automated Vaulting
- Electronic Vaulting (Mirroring / Shadowing) and Periodic Vaulting (online
systems)
DCAG was one of the first companies to utilize Electronic
Vaulting via Network Data Mover (NDM) and Bulk Data Transfer (BDT) products for
Electronic Vaulting. Periodic Vaulting was integrated within online
systems like CICS, through Triggers relating to the number of records sent to
Log files or Timer Pops. Whenever these thresholds were reached, the Log
File was switched, de-allocated, and its records sent to the alternate site
(where they were merged with the Old Master file). These procedures
provided a higher level of protection to Business Critical data and facilitated
both real-time and rapid recovery procedures.
Integrating
Disaster Recovery Plans with Help Desk to activate Recovery Plans
as needed:
Since Disasters are no more than problems that affect
critical business components and upset business operations, it stands to reason
that Disaster Recovery Plans be integrated within the Help Desk, so that when
problems are reported and/or escalated, the corresponding Disaster Recovery Plan can
be activated. To accomplish this goal requires that Production Turnover
and Change Management procedures be modified to include Disaster Recovery
Planning for critical applications. DCAG consulting accomplished this
process for many of its clients.
DCAG
Disaster Recovery Consulting
Services including:
Business Impact Analysis (BIA) or Risk Assessment (RA)
studies to determine exposures and define recovery plan requirements; Data
Sensitivity Studies; Vital Records Management; Disaster Recovery Plan creation;
Crisis Management and Help Desk procedures; Standards and Procedures creation
and documentation; and Training.
Sandoz
Pharmaceutical Corporation - Vital Records Management, Tape
Library Audit, and Disaster Recovery Review.
This consulting project was responsible for migrating
multiple data centers into a single facility. As part of the project, it
was necessary to review the existing Disaster Recovery and Vital Records
Management process, so that business and regulatory requirements could be
adhered to going forward. To accomplish these goals, a complete review of
existing EDP Security and Vital Records Management guidelines was conducted -
including an audit of the local, offsite, and remote tape vaults. As a
result of this study, EDP Security Guidelines were enhanced, Tape Library
Management and Vaulting procedures improved, Disaster Recovery Planning
optimized and connected to Help Desk operations so that when problems became
disasters appropriate recoveries were initiated.
